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finra SERIES_6

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Exam contains 316 questions

Page 7 of 53
Question 37 🔥

A warrant differs from a standard call option in that:

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Question 38 🔥

A type of preferred stock for which any dividends missed in prior years must be paid before common shareholders may receive any dividends is referred to as:

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Question 39 🔥

The stock of Hasbro Corporation (HAS) is selling for $44.50 and pays a dividend of $1.00 a share. What is its dividend yield, rounded to the nearest hundredth of a percent?

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Question 40 🔥

Simple Simon owns 1,000 shares in the Pasty Pie Corporation, which has just declared a stock dividend of 5%. Just prior to this announcement, Pasty Pie was selling for $10 a share. This announcement will:

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Question 41 🔥

Cliff places an order to sell 500 shares of the stock of Gap, Inc. (GPS) via his broker’s website. Cliff does not currently own any shares of GPS. This order is:

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Question 42 🔥

Which of the following statements about the over-the-counter market is true?

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