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finra SERIES_7

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Exam contains 393 questions

Page 9 of 66

Question 49 🔥

Which of the following is not an attribute of US treasury bills?

Which database solution meets these requirements?

A. an unusually high degree of liquidity

B. always sells at a discount to face value

C. is most often issued with three-month, six-month, and one-year maturities

D. interest is exempt from federal income taxes

Discussion of the question

Question 50 🔥

Under which of the following conditions are homeowners most likely to refinance existing mortgages?

Which database solution meets these requirements?

A. when interest rates rise

B. when interest rates fall

C. when interest rates are stable

D. when the yield curve is inverted

Discussion of the question

Question 51 🔥

Which of the following is not true about US treasury bills?

Which database solution meets these requirements?

A. they are issued at a discount

B. they are money market instruments

C. they are issued in denominations of $1,000 to $1,000,000

D. they are general obligations of the US government

Discussion of the question

Question 52 🔥

CMOs are sold and priced based upon which of the following:

Which database solution meets these requirements?

A. expected average life

B. stated maturity

C. current yield

D. par value

Discussion of the question

Question 53 🔥

FINRA advertising standards permit a dealer to state that a CMO has an implied AAA rating if the securities are issued:

Which database solution meets these requirements?

A. with an average life no longer than ten years

B. by a US government agency

C. by a private issuer who has not yet received an expected AAA rating

D. in amounts less than $1,000,000

Discussion of the question

Question 54 🔥

Which of the following pays interest at maturity only?

Which database solution meets these requirements?

A. a corporate serial bond

B. US treasury bills

C. Income bonds

D. Series H savings bonds

Discussion of the question

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SERIES_7 questions • Exam prepare

Ready to Pass Your Certification Test

finra SERIES_7

Exam contains 393 questions

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