________ establishes the fiduciary principles for U.S. corporate pension plans.
Each of the following is true regarding Standard II (A), except:
Maria Golino is a financially savvy client of Hector Gomez, a portfolio manager with a small investment firm. Maria recently directed Hector to execute all trades on her behalf with Omega Brokerage. Omega charges higher commissions than most other brokerage firms but in this case, has agreed to provide research toHector on behalf of Maria. Hector does not object to this and starts directing Maria's trades to Omega. Hector has
Another name for "covered" person is ________.
If a firm uses discretionary leverage, it must present performance using:
Standard IV (B.7) deals with ________.
